Purpose of this guidance information
The purpose of this guidance information is to help building owners and managers of commercial, industrial or communal (public use) buildings understand their responsibilities under the Building Act 2004 as they relate to compliance schedules and building warrants of fitness.
Residential properties do not require a compliance schedule, unless it has a cable car installed.
Legislative requirements
The Building Act 2004 (the Act) outlines Council’s responsibilities in respect to enforcing the provisions of the Act and promoting and protecting the public’s health and safety. Council’s role is to educate, monitor and work with building owners, managers and independent qualified persons (IQPs) to ensure that the purposes and principles of the Act are achieved.
What is a compliance schedule?
A compliance schedule is an inventory or list of specified systems, contained within a building and states the performance standards which must be met:
• Inspection, testing, maintenance and reporting procedures
• The frequency of inspections, and
• Who should perform those inspections
What is a Specified system?
A specified system is a system or feature that is contained within a building for the primary purpose of maintaining health or life safety of building users i.e. fire alarm, sprinkler, mechanical ventilation system, etc.
Requirements for specified systems are set out in the 1st Schedule of the 2005/032 Building (Specified Systems, Change the Use, and Earthquake-Prone Buildings) Regulations 2005. Where one or more of these systems exist in a building, a compliance schedule is required.
Please refer to the Specified Systems Guidance document attached to assist when applying for your Building Consent.
What is a performance standard?
The level of performance a specified system is intended to meet, and continue to meet, at the time it was designed and installed in a building.
Compliance with the Building Code is normally achieved by referring to an acceptable solution or a verification method. For example, the performance standard for sprinkler systems is NZS 4541:2013. This standard specifies what the maintenance, inspection and reporting regime is for sprinkler systems.
When is a compliance schedule issued?
A compliance schedule is issued at the same time as the code compliance certificate, along with a compliance schedule statement.
The compliance schedule is issued by Council, when it is satisfied that all specified systems are operational.
How do I apply for a compliance schedule?
Information relating to specified systems is usually submitted as part of your Form 2 Application for a Building Consent. Documentation must accompany the application, identifying the type of system being installed.
Documentation must state what type of specified system is being installed; where the system is located; and the name and year of the performance standard that the system will be maintained, inspected and reported against. Specified Systems Guidance
It is recommended that drawing(s) are provided on project completion showing the general location of all specified systems contained within the building. This ensures that a correct and accurate record exists and assists the IQP to determine whether all features have been properly inspected, maintained.
What is a compliance schedule statement?
When the compliance schedule is issued, a compliance schedule statement is also issued. The compliance schedule statement must be kept and displayed in a public/visible location such as the lobby or reception area of the building. Council must agree to the location of the statement. The compliance schedule statement states the specified system(s) on the compliance schedule and where the compliance schedule is kept.
The compliance schedule statement is valid for the first year and must be replaced by a Building Warrant of Fitness (BWOF) on, or before the anniversary date of the issue of the compliance schedule.
If an interim compliance schedule is issued, this will be replaced by a final compliance schedule when the building work is complete and the CCC is issued. However, the compliance schedule is effective from the date that the interim compliance schedule was issued, (i.e. if an interim compliance schedule was issued with a CPU, the date of the compliance schedule that is attached to the CCC will be the same as the date of the (CPU) as systems will already have commenced their maintenance, inspection and reporting regimes.
The compliance schedule statement is issued by Council.
Can I have more than one compliance schedule for multiple tenancies?
Yes, where a building consent application relates to multiple tenancies, which comprises several blocks of shops or units, it may be more appropriate to issue one compliance schedule for each block of shops / units, within the complex. For this scenario to apply, it will depend on the extent and scope of the specified systems installed e.g. if there is one sprinkler system or one alarm system that spans multiple tenancies, a single compliance schedule can be issued for that particular block.
Where there are multiple tenancies, the applicant should advise the preferred option so that compliance schedules can be prepared accordingly. Where multiple compliance schedules are prepared, each one must have its own unique number.
Specified Systems Guidance Document for Customers